Open Offer to Mitt Romney & Newt Gingrich Regarding Sarbanes-Oxley

Posted by Teresa Bockwoldton March 11, 2012

Open Offer to Mitt Romney & Newt Gingrich: I would pay you each $10,000 to hold a 1 hour publicized debate with me about Sarbanes-Oxley Section 404(a), (b), and (c).

Let's speak seriously about this issue.

 

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Tags: Internal Controls, Sarbanes-Oxley Articles & Information, Announcements, 404, 404 audit, Non-accelerated filer 404(b) information, SOX Basic®, SOX Compliance Made Simple, Wall Street Reform, Sarbanes-Oxley Training, risk management, Sarbanes-Oxley, Internal Control Education

Internal Control Alert: House Votes to Block Full Funding for the SEC

Posted by Teresa Bockwoldton March 6, 2012

From Barney Frank just now....oh, this will be an interesting year! This is still early but the ramifications could affect the Sarbanes-Oxley 404(c) permanent reprieve for non-accelerated filers which could cause a need for external audit to review the internal controls of all public companies...we will keep you posted.

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Tags: Sarbanes-Oxley Articles & Information, 404, Wall Street Reform, SEC

Internal Controls: Response to Capital Market Regulation Needs an Overhaul

Posted by Teresa Bockwoldton April 20, 2011

Hal. S. Scott published an article today entitled "Capital Market Regulation Needs an Overhaul" located via this link:

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Tags: Internal Controls, Sarbanes-Oxley Articles & Information, SOX, Non-accelerated filer 404(b) information, Wall Street Reform, internal control, Sarbanes-Oxley, external auditing

The Economic Benefits of the Sarbanes-Oxley Act?: Evidence From a Natural Experiment

Posted by Bill Bockwoldton January 18, 2011

Interesting post from www.compliancehome.com

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Tags: Sarbanes-Oxley Articles & Information, 404, 404 audit, Non-accelerated filer 404(b) information, Wall Street Reform, compliance, risk management, Sarbanes-Oxley

Law Firms Dodd-Frank And Community Banks - Cost Burdens Of Compliance And Litigation Will Make It More Difficult To Speed Recov

Posted by Bill Bockwoldton January 5, 2011

This is a great article by http://www.metrocorpcounsel.com.  Here is a snippet:

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Tags: Wall Street Reform, compliance