Compliance Alert: Status of Sarbanes-Oxley Section 404(b)

Posted by Bill Bockwoldton June 24, 2010

Sarbanes-Oxley Section 404(b), defined as the requirement to have internal controls reviewed and opined by an external auditor, became a requirement for non-accelerated filers or those companies with a market cap of less than $75MM (after removing insiders, etc) on June 15, 2010.  

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Tags: Sarbanes-Oxley Articles & Information, 404 audit, Non-accelerated filer 404(b) information, Sarbanes-Oxley

Compliance Alert: More News on the Sarbanes-Oxley 404(b) Reprieve

Posted by Teresa Bockwoldton June 20, 2010

PriceWaterHouseCoopers posted a great update today. Please read the quoted summary below and follow the link to read the full update!

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Tags: Sarbanes-Oxley Articles & Information, Non-accelerated filer 404(b) information, Sarbanes-Oxley

SEC Study: Benefits of 404 Expressed By Investors

Posted by Teresa Bockwoldton June 15, 2010

This is a study from the SEC.  It contains very interesting information on 404 and the benefits investors found in companies which complied with 404. 

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Tags: Sarbanes-Oxley Articles & Information, audit costs, Non-accelerated filer 404(b) information, Sarbanes-Oxley

From Jake Leon: Auditors, analysts and institutional investors again join forces to oppose SOX Section 404(b) waiver

Posted by Teresa Bockwoldton June 15, 2010

Jake Leon from thecaq.com commented:

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Tags: Sarbanes-Oxley Articles & Information, Announcements, 404, 404 audit, audit costs, Non-accelerated filer 404(b) information, Sarbanes-Oxley Training, Sarbanes-Oxley for Non-Profits

Compliance: Status of Non-Accelerated Filer Permanent 404(b) Reprieve

Posted by Teresa Bockwoldton May 25, 2010

Click here for more information on this topic (we have lots of posts about the status of the non-accelerated filer permanent 404(b) reprieve). 

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Tags: Sarbanes-Oxley Articles & Information, Non-accelerated filer 404(b) information