Sarbanes-Oxley Clawback Developments of Interest

Posted by Bill Bockwoldton June 27, 2010

While reading The Harvard Law School Forum I came across a post that discusses the "Sarbanes-Oxley 'Clawback' Developments" by John F. Savarese. It is very interesting, and if you would like to read it, click  here.

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Tags: Sarbanes-Oxley Articles & Information, Announcements, 404, deadline, 404 audit, audit costs, Non-accelerated filer 404(b) information, SOX Basic®, SOX Compliance Made Simple, risk management, Sarbanes-Oxley, external auditing, insurance audit

Decision in Free Enterprise Fund v. PCAOB

Posted by Teresa Bockwoldton June 27, 2010

I read a press release titled "Decision in Free Enterprise Fund v. PCAOB". To read the full press release, click on the link below: 

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Tags: Sarbanes-Oxley Articles & Information, Compliance tools, Announcements, 404, 404 audit, audit costs, Sarbanes-Oxley Training, compliance, risk management, Sarbanes-Oxley, external auditing, Sarbanes-Oxley for Non-Profits

SOX Compliance Made Simple®: Now Available in Mandarin!!

Posted by Teresa Bockwoldton June 24, 2010

Vibato is delighted to announce that we are now offering our SOX Compliance Made Simple® product suite in Mandarin. This includes our SOX Basic®Risk AssessmentSegregation of Duties, and all of our pre-defined process cycles and software.   

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Tags: Compliance tools, Announcements, 404, SOX Basic®, SOX Compliance Made Simple, Product Information, Sarbanes-Oxley, Compliance in China

Compliance Alert: Independent Comp Committees May be Required

Posted by Teresa Bockwoldton June 23, 2010

The amendment below to the Wall Street Reform Act has been passed.  The amendment still needs to be signed into law but it requires (among other things) an Independent Compensation Committee.  This will impact certain exchanges and will most certainly be tested as part of Sarbanes-Oxley controls.

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Tags: 404, 404 audit, Non-accelerated filer 404(b) information, Sarbanes-Oxley, Entity Level Controls

From Jake Leon: Auditors, analysts and institutional investors again join forces to oppose SOX Section 404(b) waiver

Posted by Teresa Bockwoldton June 15, 2010

Jake Leon from thecaq.com commented:

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Tags: Sarbanes-Oxley Articles & Information, Announcements, 404, 404 audit, audit costs, Non-accelerated filer 404(b) information, Sarbanes-Oxley Training, Sarbanes-Oxley for Non-Profits