The Crazy Graphical Quilt Chart of FINRA Regulations

Posted by Teresa Bockwoldton June 4, 2015

The SEC came out with this image today that details the rules applicable to US Financial Services Holding Companies and the significant changes to the FINRA rules since 2010. It is just overwhelming. Those of us who have said that regulation is difficult to follow can appreciate this image. Those of you who have said that regulations are easy to follow, take a look at this!

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Tags: Regulation, FINRA, Financial Services Holding Companies

We know COSO 2013 - Contact us for your assessment!

Posted by Teresa Bockwoldton March 3, 2015

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Tags: control reduction, compliance, COSO, COSO 2013

Keep Skilling In Jail - Article & Petition

Posted by Teresa Bockwoldton December 9, 2014

5 Reasons why YOU should speak out against Jeffrey Skilling’s early jail release.

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Tags: Petition, Enron, Jeffrey Skilling, White Collar Fraud, Enron Scandal, Sarbanes-Oxley, fraud, Keep Skilling in Jail

Accounting Tip of the Day: 10 Pointers for Fighting Fraud

Posted by Teresa Bockwoldton September 12, 2014

We just read this great article from Fraud Magazine here is a snippet that we thought we'd share: 

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Tags: Accounting Tip of the Day, audit, fraud prevention, fraud, corporate governance, audit deficiency

Video Series - COSO 2013: What to Expect & How to Transition

Posted by Guthrie Chenon June 26, 2014

 

Teresa Bockwoldt, Vibato CIO and Founder spoke at the University of Utah School of Business about what's ahead for those who are required to adopt the new COSO 2013 Framework.


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